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FIN 215

Financial Markets and the Law
Name: Financial Markets and the Law
Course Number: FIN 215
Credit(s): 3

Course Description

FIN 215 Financial Markets and the Law explores the regulatory, legislative, and governance mechanisms underpinning financial markets, emphasizing lessons learned from the global financial crises. In this course, students learn about soft law structures dominating international financial regulation and the roles of financial innovation and neo-liberal policies in expanding global financial markets and associated reforms. (Formerly FIN 215 The Law of Corporate Finance and Financial Markets)

Learning Outcomes:

  • Understand the regulatory, legislative, and governance mechanisms underpinning the global financial market.
  • Gain a comprehensive understanding and analytical insight into the functions of banks and financial institutions, their involvement in international financial markets, and the dynamics of global financial markets, preparing for potential employment in this sector.
  • Acquire a nuanced comprehension of the legal and regulatory landscape, exploring their impact on and contribution to the structure of finance, financial markets, and the operations of financial institutions.
  • Develop a strong commercial awareness of the interplay between the financial sector and the legal and regulatory framework, with an eye toward potential employment in this field.

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